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#pragma section-numbers 3
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== How can I handle command-line arguments (options) to my script easily? ==
Well, that depends a great deal on what you want to do with them. There are several approaches, each with its strengths and weaknesses.
== How can I handle command-line options and arguments in my script easily? ==
Well, that depends a great deal on what you want to do with them. There are two standard approaches, each with its strengths and weaknesses.
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=== Overview ===
A Unix command generally has an argument syntax like this:
{{{
tar -x -f archive.tar -v -- file1 file2 file3
}}}

Please note the conventions and the ordering here, because they are ''important''. They actually matter. This command has some ''arguments'' (file1, file2, file3), and some ''options'' (-x -f archive.tar -v), as well as the traditional ''end of options indicator'' "--".

The options appear ''before'' the non-option arguments. They do not appear afterward. They do not appear at just any old random place in the command.

Some options (-x, -v) are standalones. They are either present, or not. Some options (-f) take an ''argument'' of their own.

In all cases, option processing involves writing a loop. Ideally, this loop will make ''one pass'' over the argument list, examining each argument in turn, and setting appropriate shell variables so that the script remembers which options are in effect. Ultimately, it will ''discard'' all of the options, so that the argument list is left holding only the ''non-option arguments'' (file1 file2 file3). The rest of the script, then, can simply begin processing those, referring as needed to the variables that were set up by the option processor.

The option processor recognizes the end of options when it finds a -- argument, or when it finds an argument that doesn't start with a hyphen. (The ''option argument'' archive.tar does not signal the end of options, because it is processed along with the -f option.)

There are two basic approaches to writing an option processing loop: either write the loop yourself from scratch (we'll call this a "manual loop"), or use the shell's `getopts` command to assist with option splitting. We'll cover both of these cases.

'''Never use getopt(1).''' Traditional versions of `getopt` cannot handle empty argument strings, or arguments with embedded whitespace. There is a version of `getopt` in util-linux which supports these, but you '''should not use it'''. Why not? Because:
 1. You would need to write special safety-checking code to ensure that you've actually got the util-linux version of `getopt`, and then you would ''still'' need to write a fallback option processor for when you ''don't'' have it. So you're doing twice as much work.
 1. `getopt` doesn't even simplify your option parsing loop. `getopt` only does single-letter option splitting. Everything else, you still have to write by hand. You can live without single-letter option splitting. It's not worth the effort.
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This approach handles any arbitrary set of options, because you're writing the parser yourself. For 90% of programs, this is the simplest approach (because you rarely need fancy stuff). Manually parsing options is the most flexible approach. It is the ''best'' way, really, because it allows you to do anything you like: you can handle both single-letter and long options, with or without option arguments. That's why we're showing it first.
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This example will handle a combination of short and long options. Notice how both "--file" and "--file=FILE" are handled. If you want to handle GNU-style `--long-options` or Tcl-style `-longopts`, a manual loop is your only choice. `getopts` does not support these.

In this example, notice how both `--file FILE` and `--file=FILE` are handled.
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# (POSIX shell syntax) # POSIX
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# Reset all variables that might be set
file=""
die() {
    printf '%s\n' "$1" >&2
    exit 1
}

# Initialize all the option variables.
# This ensures we are not contaminated by variables from the environment.
file=
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while :
do
while :; do
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        -h | --help | -\?)
            # Call your Help() or usage() function here.
            exit 0 # This is not an error, User asked help. Don't do "exit 1"
        -h|-\?|--help)
            show_help # Display a usage synopsis.
            exit
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        -f | --file)
            file=$2 # You might want to check if you really got FILE
            shift 2
        -f|--file) # Takes an option argument; ensure it has been specified.
            if [ "$2" ]; then
                file=$2
                shift
            else
                die 'ERROR: "--file" requires a non-empty option argument.'
            fi
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        --file=*)
            file=${1#*=}        # Delete everything up till "="
        shift
        --file=?*)
            file=${1#*=} # Delete everything up to "=" and assign the remainder.
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        -v | --verbose)
            # Each instance of -v adds 1 to verbosity
            verbose=$((verbose+1))
            shift
        --file=) # Handle the case of an empty --file=
            die 'ERROR: "--file" requires a non-empty option argument.'
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        --) # End of all options         -v|--verbose)
            verbose=$((verbose + 1)) # Each -v adds 1 to verbosity.
            ;;
        --) # End of all options.
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        -*)
            printf >&2 'WARN: Unknown option (ignored): %s\n' "$1"
           shift
        -?*)
            printf 'WARN: Unknown option (ignored): %s\n' "$1" >&2
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        *) # no more options. Stop while loop         *)              # Default case: No more options, so break out of the loop.
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            ;;
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    shift
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# Suppose some options are required. Check that we got them.

if [ ! "$file" ]; then
    printf >&2 "ERROR: option '--file FILE' not given. See --help\n"
    exit 1
# if --file was provided, open it for writing, else duplicate stdout
if [ "$file" ]; then
    exec 3> "$file"
else
    exec 3>&1
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This parser does not handle separate options concatenated together (like `-xvf` being understood as `-x -v -f`). This could be added with effort, but this is left as an exercise for the reader.
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Some Bash programmers like to write this at the beginning of their scripts to guard against unused variables: This parser does not handle single-letter options concatenated together (like `-xvf` being understood as `-x -v -f`). This could be added with effort, but it's left as an exercise for the reader. In practice, it's exceptionally rare for shell scripts that handle long options to handle single-letter option splitting as well. It's simply not worth the effort.
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{{{
    set -u # or, set -o nounset
}}}
The use of this breaks the loop above, as "$1" may not be set upon entering the loop. There are four solutions to this issue:

 1. Stop using `-u`.
 1. Replace `case $1 in` with `case ${1+$1} in` (as well as bandaging all the other code that `set -u` breaks).
 1. Replace `case $1 in` with `case ${1-} in` (every potentially undeclared variable could be written as ${variable-} to prevent `set -u` tripping).
 1. Stop using `-u`.
For the most part, shell scripts that you write will not need to worry about single-letter option splitting, because you are the only person using them. Fancy option processing is only desirable if you are releasing the program for general use, and that is almost ''never'' going to be the case in real life. Single-letter option combining also precludes the use of Tcl-style long arguments (`-foo`), which some commands like [[https://pubs.opengroup.org/onlinepubs/9699919799/utilities/find.html|find(1)]], [[https://linux.die.net/man/1/gcc|gcc(1)]] and [[https://linux.die.net/man/1/star|star(1)]] use.
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Unless it's the version from util-linux, and you use its advanced mode, '''never use getopt(1).''' Traditional versions of `getopt` cannot handle empty argument strings, or arguments with embedded whitespace. The main benefit of `getopts` is to allow single-letter option splitting (`-xvf` handled as `-x -v -f`). The trade-off for this is that you cannot use long arguments of any kind (GNU-style `--foo` or Tcl-style `-foo`), or options with an optional argument (like `mysql`'s `-p[password]` option).
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The POSIX shell (and others) offer `getopts` which is safe to use instead. Here is a simplistic `getopts` example: `getopts` is suitable for simple scripts. The more complex your option parsing needs are, the less likely it is that you'll be able to make use of `getopts`.

Here is a `getopts` example:
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} }
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OPTIND=1 # Reset is necessary if getopts was used previously in the script.  It is a good idea to make this local in a function.
while getopts "hvf:" opt; do
    case "$opt" in
OPTIND=1
# Resetting OPTIND is necessary if getopts was used previously in the script.
#
It is a good idea to make OPTIND local if you process options in a function.

while getopts hvf: opt; do
    case $opt in
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        v) verbose=1         v) verbose=$((verbose+1))
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        '?')         *)
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shift "$((OPTIND-1))" # Shift off the options and optional --. shift "$((OPTIND-1))"   # Discard the options and sentinel --
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printf 'verbose=<%s>\noutput_file=<%s>\nLeftovers:\n' "$verbose" "$output_file" # Everything that's left in "$@" is a non-option. In our case, a FILE to process.
printf 'verbose=<%d>\noutput_file=<%s>\nLeftovers:\n' "$verbose" "$output_file"
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The advantages of `getopts` are:
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 1. It's portable, and will work in any POSIX shell e.g. dash.
 1. It can handle things like `-vf filename` in the expected Unix way, automatically.
 1. It understands `--` as the option terminator and more generally makes sure, options are parsed like for any standard command.
There is a [[http://wiki.bash-hackers.org/howto/getopts_tutorial|getopts tutorial]] which explains what all of the syntax and variables mean. In bash, there is also `help getopts`.

The advantages of `getopts` over a manual loop:

 1. It can handle things like `-xvf filename` in the expected Unix way, automatically.
 1. It makes sure options are parsed like any standard command (lowest common denominator), avoiding surprises.
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The disadvantage of `getopts` is that (except for ksh93 `getopts`) it can only handle short options (`-h`, not `--help`) without trickery and cannot handle options with optional arguments à la GNU.

There is a [[http://wiki.bash-hackers.org/howto/getopts_tutorial|getopts tutorial]] which explains what all of the syntax and variables mean. In bash, there is also `help getopts`, which might be informative.

There is also still the disadvantage that options are coded in at least 2, probably 3 places - in the call to `getopts`, in the case statement that processes them and presumably in the help message that you are going to get around to writing one of these days. This is a classic opportunity for errors to creep in as the code is written and maintained - often not discovered till much, much later. This can be avoided by using callback functions, but this approach kind of defeats the purpose of using getopts at all.
The disadvantages of `getopts`:
 1. (Except for ksh93) it can only handle short options (`-h`, not `--help`).
 1. It cannot handle options with optional arguments like `mysql`'s `-p[password]`.
 1. It doesn't exist in the Bourne shell.
 1. It ''only'' allows options to be parsed in the "standard way" (lowest common denominator).
 1. Options are coded in at least 2, probably 3 places -- in the call to `getopts`, in the case statement that processes them, and in the help/usage message that documents them.
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'' CategoryShell '' CategoryShell

How can I handle command-line options and arguments in my script easily?

Well, that depends a great deal on what you want to do with them. There are two standard approaches, each with its strengths and weaknesses.

Overview

A Unix command generally has an argument syntax like this:

tar -x -f archive.tar -v -- file1 file2 file3

Please note the conventions and the ordering here, because they are important. They actually matter. This command has some arguments (file1, file2, file3), and some options (-x -f archive.tar -v), as well as the traditional end of options indicator "--".

The options appear before the non-option arguments. They do not appear afterward. They do not appear at just any old random place in the command.

Some options (-x, -v) are standalones. They are either present, or not. Some options (-f) take an argument of their own.

In all cases, option processing involves writing a loop. Ideally, this loop will make one pass over the argument list, examining each argument in turn, and setting appropriate shell variables so that the script remembers which options are in effect. Ultimately, it will discard all of the options, so that the argument list is left holding only the non-option arguments (file1 file2 file3). The rest of the script, then, can simply begin processing those, referring as needed to the variables that were set up by the option processor.

The option processor recognizes the end of options when it finds a -- argument, or when it finds an argument that doesn't start with a hyphen. (The option argument archive.tar does not signal the end of options, because it is processed along with the -f option.)

There are two basic approaches to writing an option processing loop: either write the loop yourself from scratch (we'll call this a "manual loop"), or use the shell's getopts command to assist with option splitting. We'll cover both of these cases.

Never use getopt(1). Traditional versions of getopt cannot handle empty argument strings, or arguments with embedded whitespace. There is a version of getopt in util-linux which supports these, but you should not use it. Why not? Because:

  1. You would need to write special safety-checking code to ensure that you've actually got the util-linux version of getopt, and then you would still need to write a fallback option processor for when you don't have it. So you're doing twice as much work.

  2. getopt doesn't even simplify your option parsing loop. getopt only does single-letter option splitting. Everything else, you still have to write by hand. You can live without single-letter option splitting. It's not worth the effort.

Manual loop

Manually parsing options is the most flexible approach. It is the best way, really, because it allows you to do anything you like: you can handle both single-letter and long options, with or without option arguments. That's why we're showing it first.

If you want to handle GNU-style --long-options or Tcl-style -longopts, a manual loop is your only choice. getopts does not support these.

In this example, notice how both --file FILE and --file=FILE are handled.

   1 #!/bin/sh
   2 # POSIX
   3 
   4 die() {
   5     printf '%s\n' "$1" >&2
   6     exit 1
   7 }
   8 
   9 # Initialize all the option variables.
  10 # This ensures we are not contaminated by variables from the environment.
  11 file=
  12 verbose=0
  13 
  14 while :; do
  15     case $1 in
  16         -h|-\?|--help)
  17             show_help    # Display a usage synopsis.
  18             exit
  19             ;;
  20         -f|--file)       # Takes an option argument; ensure it has been specified.
  21             if [ "$2" ]; then
  22                 file=$2
  23                 shift
  24             else
  25                 die 'ERROR: "--file" requires a non-empty option argument.'
  26             fi
  27             ;;
  28         --file=?*)
  29             file=${1#*=} # Delete everything up to "=" and assign the remainder.
  30             ;;
  31         --file=)         # Handle the case of an empty --file=
  32             die 'ERROR: "--file" requires a non-empty option argument.'
  33             ;;
  34         -v|--verbose)
  35             verbose=$((verbose + 1))  # Each -v adds 1 to verbosity.
  36             ;;
  37         --)              # End of all options.
  38             shift
  39             break
  40             ;;
  41         -?*)
  42             printf 'WARN: Unknown option (ignored): %s\n' "$1" >&2
  43             ;;
  44         *)               # Default case: No more options, so break out of the loop.
  45             break
  46     esac
  47 
  48     shift
  49 done
  50 
  51 # if --file was provided, open it for writing, else duplicate stdout
  52 if [ "$file" ]; then
  53     exec 3> "$file"
  54 else
  55     exec 3>&1
  56 fi
  57 
  58 # Rest of the program here.
  59 # If there are input files (for example) that follow the options, they
  60 # will remain in the "$@" positional parameters.

This parser does not handle single-letter options concatenated together (like -xvf being understood as -x -v -f). This could be added with effort, but it's left as an exercise for the reader. In practice, it's exceptionally rare for shell scripts that handle long options to handle single-letter option splitting as well. It's simply not worth the effort.

For the most part, shell scripts that you write will not need to worry about single-letter option splitting, because you are the only person using them. Fancy option processing is only desirable if you are releasing the program for general use, and that is almost never going to be the case in real life. Single-letter option combining also precludes the use of Tcl-style long arguments (-foo), which some commands like find(1), gcc(1) and star(1) use.

getopts

The main benefit of getopts is to allow single-letter option splitting (-xvf handled as -x -v -f). The trade-off for this is that you cannot use long arguments of any kind (GNU-style --foo or Tcl-style -foo), or options with an optional argument (like mysql's -p[password] option).

getopts is suitable for simple scripts. The more complex your option parsing needs are, the less likely it is that you'll be able to make use of getopts.

Here is a getopts example:

   1 #!/bin/sh
   2 
   3 # Usage info
   4 show_help() {
   5 cat << EOF
   6 Usage: ${0##*/} [-hv] [-f OUTFILE] [FILE]...
   7 Do stuff with FILE and write the result to standard output. With no FILE
   8 or when FILE is -, read standard input.
   9 
  10     -h          display this help and exit
  11     -f OUTFILE  write the result to OUTFILE instead of standard output.
  12     -v          verbose mode. Can be used multiple times for increased
  13                 verbosity.
  14 EOF
  15 }
  16 
  17 # Initialize our own variables:
  18 output_file=""
  19 verbose=0
  20 
  21 OPTIND=1
  22 # Resetting OPTIND is necessary if getopts was used previously in the script.
  23 # It is a good idea to make OPTIND local if you process options in a function.
  24 
  25 while getopts hvf: opt; do
  26     case $opt in
  27         h)
  28             show_help
  29             exit 0
  30             ;;
  31         v)  verbose=$((verbose+1))
  32             ;;
  33         f)  output_file=$OPTARG
  34             ;;
  35         *)
  36             show_help >&2
  37             exit 1
  38             ;;
  39     esac
  40 done
  41 shift "$((OPTIND-1))"   # Discard the options and sentinel --
  42 
  43 # Everything that's left in "$@" is a non-option.  In our case, a FILE to process.
  44 printf 'verbose=<%d>\noutput_file=<%s>\nLeftovers:\n' "$verbose" "$output_file"
  45 printf '<%s>\n' "$@"
  46 
  47 # End of file

There is a getopts tutorial which explains what all of the syntax and variables mean. In bash, there is also help getopts.

The advantages of getopts over a manual loop:

  1. It can handle things like -xvf filename in the expected Unix way, automatically.

  2. It makes sure options are parsed like any standard command (lowest common denominator), avoiding surprises.
  3. With some implementations, the error messages will be localised in the language of the user.

The disadvantages of getopts:

  1. (Except for ksh93) it can only handle short options (-h, not --help).

  2. It cannot handle options with optional arguments like mysql's -p[password].

  3. It doesn't exist in the Bourne shell.
  4. It only allows options to be parsed in the "standard way" (lowest common denominator).

  5. Options are coded in at least 2, probably 3 places -- in the call to getopts, in the case statement that processes them, and in the help/usage message that documents them.

For other, more complicated ways of option parsing, see ComplexOptionParsing.


CategoryShell

BashFAQ/035 (last edited 2024-02-26 07:51:38 by larryv)